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Posted 12/21/15


Forensics, six years after the NAS report

    For Police Issues by Julius (Jay) Wachtel. It’s been six years since an august  panel of the National Academy of Sciences (NAS) reviewed the discipline of forensics. Its distinguished members clearly didn’t like what they saw. As we summarized in “N.A.S. to C.S.I.: Shape Up!” the Academy’s groundbreaking report, “Strengthening Forensic Science in the U.S., a Path Forward” brought into serious question a host of supposedly reliable forensic techniques, including handwriting comparison, the analysis of shoe prints and tire tracks, and the interpretation of burn patterns.

     One year after handing out its slap-down the NAS issued a follow-up report, “Strengthening the National Institute of Justice,” criticizing America’s premier criminal justice organization for lacking the “independence, appropriate leadership, funding, and operational practices that characterize much more successful federal research agencies.”

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     NIJ responded in June 2011 with a jargon-rich “Progress Report” that bragged of substantial gains in each problem area. Three years later the Executive Office of the President (that’s President of the U.S.) issued its own densely-worded update, boasting of NIJ’s many partnerships and its participation in multi-agency “working groups” that sought to develop best practices in key forensic disciplines.

     Exactly what these “best practices” are remains a mystery. However, a few months ago the NIJ offered some tantalizing hints. A thin brochure grandly entitled “The Impact of Forensic Science Research and Development” and an online post from the agency’s director outlined a series of initiatives that would, among other things, seek to “understand human factors, cognitive bias, and error rates in disciplines such as fingerprint analysis, firearms examinations, and handwriting comparisons” and “improve the interpretation bloodstain pattern analysis by studying factors that can contribute to dramatically different spatter patterns, such as type of fabric, velocity and impact angle.”

     Well, we’re still waiting. As the Feds keep reorganizing, cranking out reports and forming committees to explore issues that the NAS addressed years earlier, the toll of junk science continues to increase. In “toll” we include not only those imprisoned thanks to junk science (see some fresh examples below) but victims of crimes that for lack of forensic expertise or the appropriate tools are never solved. Indeed, whatever relief is forthcoming hasn’t come from NIJ but through the work of innocence projects, never-say-die defense lawyers and a few enlightened judges and prosecutors. Here are three recent examples:

  • In February, 1980, a townhouse fire in New York took the life of a 27-year old woman and her five children. One year later three men were convicted on multiple counts of murder for setting the fire, thanks in great part to a fire marshal who testified that a “puddle shape” and other factors pointed to the use of accelerants. That, as prosecution and defense experts now agree, was bunk. (It’s now believed that the fire’s origin was accidental.) Only problem is, it took until last week for the truth to come in. Here’s the prosecutor’s apology:

    “We’ve concluded that these three men were wrongfully convicted based on weak circumstantial evidence, outdated science and the testimony of a single, wholly unreliable witness who recanted before her death. Even though we cannot give these men back the decades that they spent in prison, with one tragically dying behind bars, justice requires that we, as prosecutors, do the right thing and clear their names.”

    William Vasquez and Amaury Villalobos were paroled in 2012 after serving thirty-one years. Raymond Mora died in prison.
  • In June, 1987, a Texas couple suspected of dealing drugs is found dead, their throats slit. Suspicion focused on a man who supposedly owed the victims money. Two forensic dentists testified that an alleged bite mark on the male victim’s arm matched the suspect’s teeth to a one-in-one-million certainty. Despite testimony from multiple witnesses who placed him elsewhere at the time of the crime, the defendant was convicted.

    On Monday, October 12, 2015, the Dallas County District Attorney agreed that the bite-mark evidence used to convict the accused was “junk science.” After twenty-eight years, Steven Mark Chaney was a free man. His comments were brief. “I could sit and recount all the losses. But this is a time for rejoicing.”

    The judge gave Chaney and his fellow celebrants a pumpkin pie.
  • Between February and July 1985 two persons were shot dead and one was wounded in a series of violent assaults in Alabama. A suspect was arrested, and his mother’s gun was tied by a ballistics “expert” to bullets recovered from the bodies. There was no other evidence. Still, the accused was convicted and sentenced to death. But questions lingered. A full thirty years later the state supreme court ordered that physical evidence be reexamined. That’s when recalcitrant prosecutors conceded that their experts could not “conclusively determine that any of the six bullets were or were not fired through the same firearm or that they were fired through the firearm recovered from the defendant’s home.”

    Anthony Ray Hinton was released on April 3, 2015. Considering the circumstances, he was remarkably magnanimous. “I’ve got to forgive. I lived in hell for 30 years, so I don’t want to die and go to hell. So I’ve got to forgive. I don’t have a choice.”

     Not even DNA is off the hook. In a notorious near-miss, a California man narrowly escaped near-certain conviction for a 2012 murder when it turned out that his DNA, which was found under the dead man’s fingernails, was transferred by paramedics who, hours earlier, had treated the suspect for being a passed-out drunk. (He did serve five months, but hey, it beats the chair.) And as we’ve pointed out before (see “related posts” below) serious concerns remain about the exaggeration of random-match probabilities (click here) and the imprecision caused by mixed and degraded samples (click here and here.)

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     By all means, keep researching. But instead of the present arrangement, which leaves everything to good intentions and “coordination,” we need a respectable centralized entity (are you listening, NIJ?) to draft specific standards, practices and certification programs that govern the use of every forensic technique, from shoe impressions through DNA. Police, prosecutors and expert witnesses must be held to fixed national rules. Victims of crime and the wrongfully convicted are waiting!

UPDATES (scroll)

12/4/23  NIJ released a study of the role of forensics in 732 wrongful convictions listed by the National Registry of Exonerations. These cases included 1,391 forensic examinations in 34 disciplines, ranging from serology to bitemarks. Sixty-four percent (891) of the examinations had at least one error. Disciplines with errors in over half the examinations include seized drug analysis, bitemarks, shoe/foot impressions, fire debris, forensic medicine, blood spatter, serology, hair comparisons, and DNA.

10/24/23  In 2009 the National Academy of Sciences painted a gloomy picture of the forensic art. And a new NAS “feature story” reports that while substantial improvements have been made, pressures “to do things faster, better, and cheaper” can harm the quality of the product. Setting standards helps, but developments such as the digital revolution pose immense challenges. Another critical area, eyewitness identification, also needs attention. Measuring eyewitness cognition and evaluating variables such as lighting are two of the factors under study. 2009 Forensics Report   2014 Eyewitness ID Report

12/6/22  Apple markets the “Find My” app as useful for locating misplaced iPhones. So a Denver police detective used it to secure a search warrant for the residence where the software suggested a stolen truck and its contents, including guns and an iPhone, might be. And that’s now the basis of a lawsuit by an innocent homeowner who was roughly treated by a SWAT team that, in the end, found nothing. As it turns out, the location suggested by “Find My” encompassed a far larger swath than just her home.

6/21/22  In Mississippi, a Black woman spent a year in jail for murdering her infant before authorities conceded that the physical injuries which led a pathologist to call the death a murder could have been caused by attempts to revive the child. Her experience is consistent with the findings of “Cognitive bias in forensic pathology decisions,” a 2021 academic paper which reported that under controlled experimental conditions, pathologists were more likely to classify deaths of Black children as homicide. That study has drawn considerable criticism, but its publisher staunchly defends its value.

8/30/21  Virginia Governor Ralph Northam recently granted full pardons to three wrongfully convicted men. Each - Bobbie Morman, Jr., Joseph Carter and Emerson Stevens - had served decades in prison before lawyers at the University of Virginia law school innocence were able to secure their parole. Sloppy police work was blamed in each case. Junk “hair science” also helped seal Stevens’ fate, while mistaken witness ID played a substantial role in the convictions of Carter and Stevens.

1/14/21  DOJ issued a formal rebuttal to criticisms in the President’s Council of Advisors 2016 report that challenged the validity of comparison techniques such as those used by firearms and toolmarks examiners to match firearms to recovered bullets and shell casings. According to DOJ, the report’s conclusions are inaccurate but are being used by courts to exclude worthwhile testimony.

8/27/20  After serving thirty-seven years for rape and murder, Robert DuBoise is free to go. Convicted in 1983 largely through bite-mark evidence, a recent DNA analysis of the long-missing rape kit excluded DuBoise and identified someone else. Interviewed by the media, the dental expert who pointed the finger at DuBoise conceded that bite marks are far less trustworthy than what was once supposed. DuBoise was originally sentenced to death, but the penalty was reduced to life without parole.

4/9/20  A National Academy of Sciences research article challenges the validity and reliability of an FBI technique that photographically compares markings and imperfections on surfaces such as fabrics. That approach, which has become the specialty of an FBI laboratory scientist, has helped lead to convictions, including of four suspects in a series of robberies and bombings in Spokane.

11/5/19  A New York Times investigation revealed that alcohol breath tests are under challenge across the U.S. Misconduct by operators, faulty technology and ill-maintained, uncalibrated devices are blamed for chronic inaccuracies. In New Jersey, 13,000 drivers were convicted with machines “that hadn’t been properly set up.” Tens of thousands of like cases are pending elsewhere.

4/21/19  Hair analysis, bite marks and DNA amplification were criticized as notoriously unreliable in a new report by the National Registry of Exonerations. One example was a flawed hair match that led to the wrongful imprisonment of Glenn Payne for sexual abuse. Another was the wrongful conviction of Mayer Herskovic due to the “overselling” of amplified DNA.

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Technology’s Great - Until It’s Not     People do Forensics     Guilty Until Proven Innocent

Better Late Than Never (I)   (II)     Taking the Bite Out of Bite Marks     N.A.S. to C.S.I.: Shape Up!

Would You Bet Your Freedom...?     The Usual Suspects     Forensics Under the Gun


Strengthening Forensic Science in the United States     Strengthening the National Institute of Justice

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